Hu, Frank Han Shen 胡翰紳 SFC Licences and HKMA Registrations (ID 1861273)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rockhampton Management Limited	Rep	Advising on securities	2024-09-06	-
	Rep	Asset management	2024-09-06	-
Apollo Management Asia Pacific Limited	Rep	Advising on securities	2021-12-15	2023-12-31
	Rep	Dealing in securities	2020-10-05	2023-12-31
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2012-03-05	2012-09-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.