Personnel Hong Kong SFC License Details (ID 1861301)

Personnel Hong Kong SFC License Details (ID 1861301)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on securities	2022-12-15	-
	RO	Advising on corporate finance	2019-11-06	-
	RO	Dealing in securities	2019-11-06	-
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2019-11-06	-
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2019-03-08	2022-12-15
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-08-10	2019-11-06
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-10-09	2019-11-06
	Rep	Dealing in securities	2015-10-09	2019-11-06
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2012-03-05	2015-07-13