Personnel Hong Kong SFC License Details (ID 1861315)

Personnel Hong Kong SFC License Details (ID 1861315)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2018-06-08	2021-05-29
	Rep	Dealing in securities	2018-06-08	2021-05-29
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2015-10-13	2018-04-09
	Rep	Dealing in securities	2015-10-13	2018-04-09
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-05-19	2015-07-03
	Rep	Advising on securities	2014-05-19	2015-07-03
	Rep	Dealing in securities	2014-05-19	2015-07-03
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-05-19	2015-07-03
	Rep	Advising on securities	2014-05-19	2015-07-03
	Rep	Dealing in securities	2014-05-19	2015-07-03
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2012-03-05	2014-05-01