| Imperium International Asset Management Limited | RO | Advising on securities | 2024-11-04 | - |
| RO | Asset management | 2024-11-04 | - |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2017-12-18 | - |
| Imperium International Asset Management Limited | RO | Advising on futures contracts | 2016-06-28 | - |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2016-06-28 | - |
| RO | Dealing in securities | 2016-06-28 | - |
| Rep | Dealing in futures contracts | 2013-04-30 | 2016-06-28 |
| Rep | Dealing in securities | 2013-04-30 | 2016-06-28 |
| Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2012-05-14 | 2013-04-15 |
| Rep | Dealing in futures contracts | 2012-03-05 | 2013-04-15 |
| Rep | Dealing in securities | 2012-03-05 | 2013-04-15 |