Chan, Shu Wing 陳樹榮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-07-07	2019-09-08
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-07-07	2019-09-08
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2013-07-05	2016-05-31
	Rep	Dealing in securities	2013-07-05	2016-05-31
DELTA ASIA SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2013-02-18	2013-06-30
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-04-10	2013-06-30
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2012-04-10	2013-06-30
ZHONGRONG PT SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-03-05	2012-03-27
	Rep	Dealing in securities	2012-03-05	2012-03-27

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-07-07	2019-09-08
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-07-07	2019-09-08
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2013-07-05	2016-05-31
	Rep	Dealing in securities	2013-07-05	2016-05-31
DELTA ASIA SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2013-02-18	2013-06-30
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-04-10	2013-06-30
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2012-04-10	2013-06-30
ZHONGRONG PT SECURITIES LIMITED	Rep	Dealing in futures contracts	2012-03-05	2012-03-27
	Rep	Dealing in securities	2012-03-05	2012-03-27