Personnel Hong Kong SFC License Details (ID 1861815)

Personnel Hong Kong SFC License Details (ID 1861815)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2026-01-02	-
	Rep	Advising on securities	2026-01-02	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2026-01-02	-
	Rep	Dealing in securities	2026-01-02	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2022-12-06	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2022-12-06	-
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2016-03-24	2022-08-01
	Rep	Advising on securities	2016-03-24	2022-08-01
	Rep	Dealing in securities	2016-03-24	2022-08-01
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2016-03-24	2022-08-01
	Rep	Dealing in futures contracts	2016-03-24	2022-08-01
	Rep	Dealing in securities	2016-03-24	2022-08-01
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2012-03-06	2013-08-14