| DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on futures contracts | 2017-01-05 | 2018-07-16 |
| RO | Advising on securities | 2017-01-05 | 2018-07-16 |
| RO | Providing automated trading services | 2017-01-05 | 2018-07-16 |
| RO | Dealing in futures contracts | 2017-01-05 | 2018-07-16 |
| RO | Dealing in securities | 2017-01-05 | 2018-07-16 |
| Rep | Advising on futures contracts | 2016-07-15 | 2017-01-05 |
| Rep | Advising on securities | 2016-07-15 | 2017-01-05 |
| Rep | Providing automated trading services | 2016-07-15 | 2017-01-05 |
| Rep | Dealing in futures contracts | 2016-07-15 | 2017-01-05 |
| Rep | Dealing in securities | 2016-07-15 | 2017-01-05 |
| Citigroup Global Markets Asia Limited | RO | Dealing in securities | 2013-11-28 | 2016-04-12 |
| Rep | Dealing in futures contracts | 2013-06-03 | 2016-04-12 |
| Rep | Dealing in securities | 2012-03-06 | 2013-11-28 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-03-06 | 2013-08-31 |
| Rep | Dealing in securities | 2012-03-06 | 2013-08-31 |