Personnel Hong Kong SFC License Details (ID 1861824)

Personnel Hong Kong SFC License Details (ID 1861824)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2020-10-19	2021-07-15
	Rep	Asset management	2020-10-19	2021-07-15
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2013-12-12	2021-07-15
	Rep	Asset management	2013-12-12	2021-07-15
	Rep	Dealing in securities	2013-12-12	2021-07-15
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2013-12-12	2020-01-20
	Rep	Asset management	2013-12-12	2020-08-04
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2013-12-12	2021-07-15
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2012-03-06	2012-09-26
	Rep	Asset management	2012-03-06	2012-09-26
	Rep	Dealing in securities	2012-03-06	2012-09-26
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2012-03-06	2012-09-26