Personnel Hong Kong SFC License Details (ID 1861829)

Personnel Hong Kong SFC License Details (ID 1861829)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YU MING INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	2012-11-12	2014-06-06
	Rep	Advising on securities	2012-11-12	2014-06-06
	Rep	Asset management	2012-11-12	2014-06-06
	Rep	Dealing in securities	2012-11-12	2014-06-06
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2012-03-06	2012-07-17
	Rep	Dealing in securities	2012-03-06	2012-07-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2012-03-06	2012-07-17