| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Finet Securities Limited | RO | Advising on securities | 2026-03-19 | - |
| RO | Dealing in securities | 2025-09-17 | - | |
| ASA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2024-08-02 | 2025-05-19 |
| RO | Dealing in securities | 2024-04-16 | 2025-05-19 | |
| Rep | Dealing in securities | 2024-03-26 | 2024-04-16 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2023-07-18 | 2023-07-31 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2023-06-15 | 2023-07-31 |
| CNI Securities Group Limited | RO | Dealing in securities | 2022-12-22 | 2023-02-03 |
| Rep | Dealing in securities | 2022-11-08 | 2022-12-22 | |
| Golden Lake Capital Limited | Rep | Dealing in securities | 2022-09-13 | 2022-10-28 |
| BLOOMYEARS LIMITED | RO | Dealing in securities | 2016-10-17 | 2022-08-16 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2012-03-07 | 2016-10-08 |