Personnel Hong Kong SFC License Details (ID 1862474)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Solomon JFZ (Asia) Holdings Limited	RO	Advising on corporate finance	2025-07-16	2026-02-13
	RO	Asset management	2024-06-11	2026-03-20
	Rep	Advising on corporate finance	2022-05-18	2025-07-16
	RO	Asset management	2020-02-26	2021-08-26
	RO	Advising on securities	2020-02-26	2026-03-20
	RO	Dealing in securities	2019-12-12	2026-03-20
	Rep	Dealing in securities	2019-11-28	2019-12-12
DA INTERNATIONAL FINANCIAL SERVICE LIMITED	RO	Dealing in securities	2019-02-15	2019-07-02
	Rep	Dealing in securities	2019-01-08	2019-02-15
RICHE BRIGHT SECURITIES LIMITED	RO	Dealing in securities	2018-07-05	2018-12-21
	Rep	Dealing in securities	2018-06-21	2018-07-05
Grand China Securities Limited	RO	Dealing in securities	2017-01-25	2018-05-28
	Rep	Dealing in securities	2016-12-06	2017-01-25
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-09-18	2016-11-28
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-09-18	2016-11-28
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2014-08-04	2014-09-11
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-08-04	2014-09-11
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-04-15	2014-07-26
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-03-28	2014-07-26
Well Link International Securities Limited	Rep	Advising on futures contracts	2012-11-26	2013-03-01
	Rep	Dealing in futures contracts	2012-09-03	2013-03-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2012-03-07	2012-07-06