Personnel Hong Kong SFC License Details (ID 1864093)

Personnel Hong Kong SFC License Details (ID 1864093)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Schonfeld Strategic Advisors (Hong Kong) Limited	Rep	Asset management	2019-11-08	-
DEUTSCHE SECURITIES ASIA LIMITED	RO	Providing automated trading services	2018-12-03	2019-08-30
	RO	Dealing in futures contracts	2018-12-03	2019-08-30
	RO	Dealing in securities	2018-12-03	2019-08-30
	Rep	Dealing in futures contracts	2017-09-18	2018-12-03
	Rep	Dealing in securities	2017-09-18	2018-12-03
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-07-11	2017-07-28
	Rep	Dealing in securities	2014-07-11	2017-07-28
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2014-05-13
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2012-03-12	2013-07-24
	Rep	Dealing in securities	2012-03-12	2014-05-13
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-03-12	2014-05-13
	Rep	Dealing in securities	2012-03-12	2014-05-13