Personnel Hong Kong SFC License Details (ID 1864105)

Personnel Hong Kong SFC License Details (ID 1864105)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JMC Capital HK Limited	Rep	Advising on securities	2021-04-19	2022-04-08
	Rep	Asset management	2021-04-19	2022-04-08
	Rep	Dealing in securities	2021-04-19	2022-04-08
BOCI SECURITIES LIMITED	Rep	Advising on securities	2013-09-16	2018-09-02
	Rep	Dealing in futures contracts	2013-03-14	2018-09-02
	Rep	Advising on securities	2012-09-26	2013-02-19
	Rep	Dealing in securities	2012-09-26	2018-09-02
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2012-03-12	2012-08-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2012-03-12	2012-08-17