| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Novel Wealth Management Limited | Rep | Advising on securities | 2025-06-03 | - |
| Rep | Asset management | 2025-06-03 | - | |
| Rep | Dealing in securities | 2025-06-03 | - | |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-10-05 | 2021-11-23 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-10-05 | 2021-11-23 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-03-28 | 2019-04-03 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-03-28 | 2019-04-03 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-03-28 | 2019-04-03 |
| Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2018-03-28 | 2019-04-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2018-03-28 | 2019-04-03 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-03-12 | 2012-08-31 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-03-12 | 2012-08-31 |
No HKMA registrations in the collected records.