Personnel Hong Kong SFC License Details (ID 1864636)

Personnel Hong Kong SFC License Details (ID 1864636)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED	RO	Advising on securities	2020-06-17	-
	RO	Asset management	2020-06-17	-
Mason Securities Limited	Rep	Dealing in securities	2017-11-08	2018-01-17
Qiao Group Limited	RO	Advising on securities	2017-01-19	2017-08-31
	RO	Asset management	2017-01-19	2017-08-31
SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2015-09-23	2016-12-08
	RO	Asset management	2015-09-23	2016-12-08
ZMF Asset Management Limited	Rep	Asset management	2012-03-13	2015-04-30