Personnel Hong Kong SFC License Details (ID 1864644)

Personnel Hong Kong SFC License Details (ID 1864644)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2015-05-28	2018-04-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2015-04-08	2018-04-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-10-08	2018-04-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2014-10-08	2018-04-13
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2012-03-13	2014-01-20
	Rep	Dealing in securities	2012-03-13	2014-01-20