Personnel Hong Kong SFC License Details (ID 1865112)

Personnel Hong Kong SFC License Details (ID 1865112)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KVV Capital Limited	RO	Advising on securities	2022-09-16	-
	RO	Asset management	2022-09-16	-
	Rep	Advising on securities	2022-07-19	2022-09-16
	Rep	Asset management	2022-07-19	2022-09-16
Gate3 Capital Limited	RO	Advising on securities	2021-11-26	2022-04-22
	RO	Asset management	2021-11-26	2022-04-22
Alaya Capital Limited	RO	Advising on securities	2020-05-22	2021-03-04
	RO	Asset management	2020-05-22	2021-03-04
	Rep	Advising on securities	2018-12-19	2020-05-22
	Rep	Asset management	2018-12-19	2020-05-22
BASIC ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-07-14	2016-08-31
Capital Instinct Limited	Rep	Asset management	2016-04-15	2016-07-01
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-01-25	2016-03-31
ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED	Rep	Advising on securities	2014-01-27	2015-05-21
	Rep	Asset management	2014-01-27	2015-05-21
CES Capital International (Hong Kong) Co., Limited	Rep	Advising on securities	2012-03-14	2013-08-01
	Rep	Asset management	2012-03-14	2013-08-01
	Rep	Dealing in securities	2012-03-14	2013-08-01