| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HANG SENG FUTURES LIMITED | Rep | Advising on futures contracts | 2016-09-23 | 2017-07-14 |
| Rep | Dealing in futures contracts | 2016-09-23 | 2017-07-14 | |
| HANG SENG SECURITIES LIMITED | Rep | Advising on securities | 2012-03-15 | - |
| Rep | Dealing in securities | 2012-03-15 | - |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| 恒 生 銀 行 有 限 公 司 | Dealing in securities | Non-EO | INVESTMENT SERVICES | 2010-01-29 | — | Current |
| 恒 生 銀 行 有 限 公 司 | Advising on securities | Non-EO | INVESTMENT SERVICES | 2010-01-29 | — | Current |
| 恒 生 銀 行 有 限 公 司 | Providing automated trading services | Non-EO | INVESTMENT SERVICES | 2010-01-29 | — | Current |
| 上 海 商 業 銀 行 有 限 公 司 | Dealing in securities | Non-EO | — | 2006-12-29 | 2009-12-15 | Former |