Personnel Hong Kong SFC License Details (ID 1865760)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-07-06	2021-08-09
	Rep	Dealing in securities	2020-07-06	2021-08-09
Vantage Capital Markets HK Limited	Rep	Dealing in securities	2019-10-14	2020-06-30
Wells Fargo Securities Asia Limited	RO	Advising on securities	2017-05-17	2019-05-16
	RO	Dealing in securities	2017-05-17	2019-05-16
	Rep	Advising on securities	2012-03-15	2017-05-17
	Rep	Dealing in securities	2012-03-15	2017-05-17