Personnel Hong Kong SFC License Details (ID 18659)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alpha Financial Group Limited	RO	Advising on corporate finance	2021-12-28	2022-09-30
	RO	Dealing in securities	2021-12-28	2022-09-30
	Rep	Advising on corporate finance	2021-12-01	2021-12-28
	Rep	Dealing in securities	2021-12-01	2021-12-28
Minerva Advisory Global Capital Limited	RO	Advising on corporate finance	2019-06-13	2021-08-02
Minerva Holding Financial Securities Limited	Rep	Dealing in securities	2019-06-13	2021-08-02
FIRST ASIA FINANCE GROUP LIMITED	RO	Advising on corporate finance	2009-12-08	2019-04-15
	RO	Advising on securities	2009-12-08	2019-04-15
	RO	Dealing in securities	2009-12-08	2019-04-15
Beijing Capital Partners Limited	RO	Asset management	2006-02-27	2018-08-03
FIRST ASIA FINANCE GROUP LIMITED	RO	Advising on securities	2005-08-15	2009-02-17
	RO	Advising on corporate finance	2005-05-27	2009-02-17
	RO	Dealing in securities	2005-05-27	2009-02-17
MACKINSEY FINANCIAL MANAGEMENT LIMITED	Rep	Advising on securities	2004-09-20	2005-02-07
	Rep	Asset management	2004-09-20	2005-02-07
	RO	Advising on securities	2004-02-04	2004-09-20
	RO	Asset management	2004-02-04	2004-09-20
FIRST ASIA FINANCE GROUP LIMITED	RO	Advising on corporate finance	2003-10-24	2004-02-04
CHARLES SCHMITT &AMP; ASSOCIATES LIMITED	RO	Advising on securities	-	2003-10-24
	RO	Asset management	-	2003-10-24