| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-10-31 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-10-31 | - |
| CHEONG LEE SECURITIES LIMITED | Rep | Advising on futures contracts | 2012-05-22 | 2013-10-19 |
| Rep | Dealing in futures contracts | 2012-05-22 | 2013-10-19 | |
| Rep | Advising on securities | 2012-03-16 | 2013-10-19 | |
| Rep | Dealing in securities | 2012-03-16 | 2013-10-19 |