Lin, Ka Wang 林嘉宏

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2013-10-31	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2013-10-31	-
CHEONG LEE SECURITIES LIMITED	Rep	Advising on futures contracts	2012-05-22	2013-10-19
	Rep	Dealing in futures contracts	2012-05-22	2013-10-19
	Rep	Advising on securities	2012-03-16	2013-10-19
	Rep	Dealing in securities	2012-03-16	2013-10-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2013-10-31	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2013-10-31	-
CHEONG LEE SECURITIES LIMITED	Rep	Advising on futures contracts	2012-05-22	2013-10-19
	Rep	Dealing in futures contracts	2012-05-22	2013-10-19
	Rep	Advising on securities	2012-03-16	2013-10-19
	Rep	Dealing in securities	2012-03-16	2013-10-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.