Personnel SFC Licences and HKMA Registrations (ID 1866272)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	RO	Asset management	2026-02-10	-
	Rep	Advising on securities	2025-08-28	-
	Rep	Dealing in securities	2025-08-28	-
	Rep	Asset management	2025-08-28	2026-02-10
HashKey Capital Limited	RO	Dealing in securities	2025-03-17	2025-08-10
	RO	Advising on securities	2024-05-10	2025-08-10
	RO	Asset management	2023-04-04	2025-08-10
	Rep	Asset management	2020-05-06	2023-04-04
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2017-11-08	2018-08-30
	Rep	Advising on securities	2016-08-11	2017-11-08
BOCOM International Securities Limited	Rep	Advising on securities	2015-09-17	2016-07-16
FIRST SHANGHAI SECURITIES LIMITED	Rep	Advising on securities	2012-03-16	2015-09-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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