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Personnel Hong Kong SFC License Details (ID 1866724)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CC SIF Advisory Limited
Rep
Asset management
2026-01-20
2026-09-18
SMBC NIKKO SECURITIES (HONG KONG) LIMITED
Rep
Advising on securities
2012-03-19
2013-04-14
Rep
Dealing in securities
2012-03-19
2013-04-14