Personnel Hong Kong SFC License Details (ID 1867085)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Dealing in securities	2026-01-13	-
	Rep	Advising on securities	2026-01-02	-
	Rep	Asset management	2026-01-02	-
AVICT Global Asset Management Limited	RO	Advising on securities	2025-10-20	2025-12-10
	RO	Asset management	2025-10-20	2025-12-10
	Rep	Dealing in securities	2025-02-20	2025-08-27
	Rep	Advising on securities	2025-02-20	2025-10-20
	Rep	Asset management	2025-02-20	2025-10-20
SDG Asset Management (HK) Limited	RO	Advising on securities	2023-02-28	2024-01-16
	RO	Asset management	2023-02-28	2024-01-16
SDG Securities (HK) Limited	Rep	Dealing in securities	2021-11-17	2021-12-31
SDG Asset Management (HK) Limited	Rep	Advising on securities	2018-03-28	2023-02-28
	Rep	Asset management	2018-03-28	2023-02-28
Coordinates Capital Management Limited	Rep	Asset management	2016-11-15	2017-01-24
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2016-01-04	2016-10-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Advising on futures contracts	2014-08-29	2015-07-22
	Rep	Dealing in futures contracts	2014-08-29	2015-07-22
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	2012-10-04	2014-08-15
	Rep	Dealing in futures contracts	2012-10-04	2014-08-15
LONGRUN FINANCIAL GROUP LIMITED	Rep	Dealing in futures contracts	2012-03-19	2012-09-28