Personnel Hong Kong SFC License Details (ID 1867094)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TRANQUILITY ASSET MANAGEMENT CO., LIMITED	RO	Advising on securities	2024-07-08	-
	RO	Asset management	2024-07-08	-
APES Capital Management Limited	RO	Advising on securities	2022-10-06	2024-06-19
	RO	Asset management	2022-10-06	2024-06-19
Sensible Asset Management Limited	RO	Advising on securities	2021-03-10	2021-11-30
	RO	Asset management	2021-03-10	2021-11-30
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2017-07-10	2021-11-30
	Rep	Asset management	2017-07-10	2021-11-30
Sensible Asset Management Limited	Rep	Advising on securities	2017-07-10	2021-03-10
	Rep	Asset management	2017-07-10	2021-03-10
Value Partners Private Equity Limited	Rep	Advising on securities	2017-07-10	2021-11-30
	Rep	Asset management	2017-07-10	2021-11-30
VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED	Rep	Advising on securities	2017-07-10	2018-03-31
	Rep	Asset management	2017-07-10	2018-03-31
	Rep	Dealing in securities	2017-07-10	2018-03-31
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2017-05-12	2021-11-30
	Rep	Asset management	2017-05-12	2021-11-30
	Rep	Dealing in securities	2017-05-12	2021-11-30
VALUE PARTNERS LIMITED	Rep	Advising on securities	2017-05-12	2021-11-30
	Rep	Asset management	2017-05-12	2021-11-30
	Rep	Dealing in securities	2017-05-12	2021-11-30
PineBridge Investments Asia Limited	Rep	Advising on securities	2015-11-19	2017-02-28
	Rep	Asset management	2015-11-19	2017-02-28
	Rep	Dealing in securities	2015-11-19	2017-02-28
PineBridge Investments Hong Kong Limited	Rep	Asset management	2015-11-19	2017-02-28
	Rep	Dealing in securities	2015-11-19	2017-02-28
BOCHK Asset Management Limited	Rep	Advising on securities	2015-07-10	2015-11-13
	Rep	Asset management	2015-07-10	2015-11-13
	Rep	Dealing in securities	2015-07-10	2015-11-13
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2013-10-24	2015-06-26
	Rep	Asset management	2013-10-24	2015-06-26
	Rep	Dealing in securities	2013-10-24	2015-06-26
OnePlatform Asset Management Limited	Rep	Dealing in securities	2012-03-20	2013-07-02