| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-07-28 | 2015-04-20 |
| Rep | Dealing in securities | 2014-07-28 | 2015-04-20 | |
| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2012-11-30 | 2014-07-09 |
| Rep | Dealing in securities | 2012-11-30 | 2014-07-09 | |
| Marex Financial Services Hong Kong Limited | Rep | Dealing in securities | 2012-03-21 | 2012-10-31 |