Personnel SFC Licences and HKMA Registrations (ID 1868006)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2022-07-01	-
Legg Mason Asset Management Hong Kong Limited	Rep	Dealing in securities	2020-11-16	2022-06-30
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2019-09-16	2022-06-30
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2017-06-26	2019-09-03
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2017-06-26	2019-09-03
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2015-09-29	2017-05-25
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2012-03-22	2015-09-12
	Rep	Dealing in securities	2012-03-22	2015-09-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.