| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-06-10 | - |
| Rep | Dealing in futures contracts | 2019-06-10 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-11-06 | 2019-03-01 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-11-06 | 2019-03-01 |
| Rep | Dealing in securities | 2014-11-06 | 2019-03-01 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2012-03-22 | 2013-11-01 |
| Rep | Dealing in futures contracts | 2012-03-22 | 2014-08-07 |
| Rep | Dealing in securities | 2012-03-22 | 2014-08-07 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-03-22 | 2014-08-07 |