| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-09-14 | - |
| Rep | Dealing in securities | 2022-09-14 | - |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2019-11-11 | 2020-05-12 |
| Rep | Dealing in futures contracts | 2019-10-23 | 2022-04-13 |
| Rep | Dealing in securities | 2019-10-23 | 2022-04-13 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-12-01 | 2019-05-06 |
| Rep | Dealing in securities | 2015-12-01 | 2019-05-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-03-23 | 2014-08-01 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-03-23 | 2014-08-01 |
| Rep | Dealing in securities | 2012-03-23 | 2014-08-01 |