Personnel Hong Kong SFC License Details (ID 1868473)

Personnel Hong Kong SFC License Details (ID 1868473)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Superactive Financial Group Company Limited	Rep	Dealing in securities	2018-12-07	2020-08-14
	RO	Advising on corporate finance	2018-12-07	2026-02-08
Grand Moore Capital Limited	RO	Advising on corporate finance	2016-12-19	2018-07-01
	Rep	Advising on corporate finance	2016-10-24	2016-12-19
	Rep	Dealing in securities	2016-10-24	2018-07-01
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2015-10-26	2016-10-21
Arta Corporate Advisory Limited	RO	Advising on corporate finance	2015-09-11	2016-10-21
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2014-11-07	2015-08-21
	Rep	Dealing in securities	2014-11-07	2015-08-21
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	RO	Advising on corporate finance	2014-09-02	2015-08-21
Austin Asia Securities Limited	RO	Advising on corporate finance	2012-11-14	2014-06-30
CNCB (Hong Kong) Capital Limited	RO	Advising on corporate finance	2012-03-23	2013-04-03