Personnel Hong Kong SFC License Details (ID 1868477)

Personnel Hong Kong SFC License Details (ID 1868477)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	RO	Advising on securities	2018-07-09	2020-01-03
	RO	Dealing in securities	2018-07-09	2020-01-03
	Rep	Advising on securities	2018-05-14	2018-07-09
	Rep	Dealing in securities	2018-05-14	2018-07-09
	Rep	Advising on corporate finance	2018-05-14	2020-01-03
D&AMP;R INTERNATIONAL CAPITAL MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2016-05-26	2017-02-20
	RO	Advising on securities	2016-04-14	2016-11-14
	RO	Dealing in securities	2016-04-14	2016-11-14
Veco Invest (Asia) Limited	RO	Asset management	2012-03-23	2016-02-29