Personnel Hong Kong SFC License Details (ID 1868724)

Personnel Hong Kong SFC License Details (ID 1868724)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CBH Asia Limited	Rep	Advising on securities	2025-03-25	2025-06-10
	Rep	Dealing in securities	2025-03-25	2025-06-10
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2015-04-23	2019-02-22
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-04-23	2019-02-22
	Rep	Dealing in futures contracts	2014-04-28	2015-03-16
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2012-07-03	2015-03-16
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2012-03-26	2012-05-11