Personnel Hong Kong SFC License Details (ID 1870173)

Personnel Hong Kong SFC License Details (ID 1870173)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rostrum Grand Limited	Rep	Advising on securities	2026-08-27	-
	Rep	Asset management	2026-08-27	-
	Rep	Dealing in securities	2026-08-27	-
Ethivo Asset Management (HK) Limited	Rep	Advising on securities	2020-11-24	2023-03-10
	Rep	Asset management	2020-11-24	2023-03-10
	Rep	Dealing in securities	2020-11-24	2023-03-10
Avenue Family Office Limited	Rep	Advising on securities	2020-09-01	2020-11-17
	Rep	Asset management	2020-09-01	2020-11-17
	Rep	Dealing in securities	2020-09-01	2020-11-17
CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2012-03-30	2012-08-02
	Rep	Dealing in securities	2012-03-30	2012-08-02