Personnel SFC Licences and HKMA Registrations (ID 1870202)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Dealing in securities	2019-01-10	-
	Rep	Asset management	2018-12-12	-
BFAM Partners (Hong Kong) Limited	Rep	Asset management	2012-03-30	2018-08-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.