Personnel SFC Licences and HKMA Registrations (ID 1872805)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2023-08-21	-
	Rep	Advising on securities	2023-08-21	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2012-04-05	-
	Rep	Providing automated trading services	2012-04-05	2013-07-24
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-04-05	-
	Rep	Dealing in securities	2012-04-05	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.