Personnel SFC Licences and HKMA Registrations (ID 18750055)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Azurewing Limited (HK)	Rep	Advising on securities	2018-07-06	-
	Rep	Asset management	2018-07-06	-
TRINITY SECURITIES CO. LIMITED	Rep	Advising on securities	2018-07-06	2024-04-30
	Rep	Dealing in securities	2018-07-06	2024-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.