Personnel Hong Kong SFC License Details (ID 1875849)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-09-13	2016-01-16
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2013-09-13	2016-01-16
	Rep	Dealing in securities	2013-09-13	2016-01-16
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2013-09-13	2016-01-16
	Rep	Dealing in securities	2013-09-13	2016-01-16
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in securities	2012-04-10	2013-08-23