Personnel SFC Licences and HKMA Registrations (ID 1875857)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	RO	Advising on securities	2014-11-25	-
	RO	Asset management	2014-11-25	-
	Rep	Advising on securities	2014-07-15	2014-11-25
	Rep	Asset management	2014-07-15	2014-11-25
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2012-04-10	2014-07-02
	Rep	Asset management	2012-04-10	2014-07-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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