Personnel Hong Kong SFC License Details (ID 1875858)

Personnel Hong Kong SFC License Details (ID 1875858)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AP Capital Limited	Rep	Advising on securities	2024-06-12	-
	Rep	Asset management	2024-06-12	-
	Rep	Dealing in securities	2024-06-12	-
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2022-03-09	2024-05-16
	Rep	Dealing in securities	2022-03-09	2024-05-16
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2022-03-09	2024-05-16
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-08-26	2021-12-31
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2012-04-11	2021-12-31
	Rep	Dealing in securities	2012-04-11	2021-12-31