Personnel SFC Licences and HKMA Registrations (ID 1875864)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-11-16	-
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-04-15	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2013-03-15	2014-02-26
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-03-15	2014-02-26
Zhonghao International Futures Co., Limited	Rep	Dealing in futures contracts	2012-04-10	2013-03-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.