Personnel SFC Licences and HKMA Registrations (ID 1876869)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2016-07-11	-
SHACOM FUTURES LIMITED	Rep	Dealing in futures contracts	2014-09-15	2016-05-21
Annum Asset Management (Hong Kong) Limited	Rep	Asset management	2013-08-09	2014-09-05
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2012-04-12	2014-09-05
	Rep	Dealing in securities	2012-04-12	2014-09-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.