| China Central Reliance Securities Company Limited | RO | Advising on securities | 2026-09-01 | - |
| RO | Asset management | 2026-09-01 | - |
| RO | Dealing in securities | 2026-09-01 | - |
| RuiLian Financial Group Company Limited | RO | Asset management | 2025-09-03 | 2026-08-04 |
| RO | Dealing in securities | 2025-09-03 | 2026-08-04 |
| Rep | Dealing in securities | 2025-07-29 | 2025-09-03 |
| ASA SECURITIES LIMITED | RO | Advising on securities | 2021-05-17 | 2025-05-20 |
| RO | Dealing in futures contracts | 2020-06-12 | 2025-05-20 |
| RO | Dealing in securities | 2019-01-08 | 2025-05-20 |
| QUEST STOCKBROKERS (HK) LIMITED | RO | Dealing in securities | 2018-04-11 | 2018-12-24 |
| CSC SECURITIES (HK) LIMITED | RO | Dealing in securities | 2017-11-28 | 2018-04-09 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-01-11 | 2018-04-09 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-01-11 | 2017-11-28 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2015-09-04 | 2016-01-05 |
| Rep | Dealing in securities | 2015-09-04 | 2016-01-05 |
| Rep | Leveraged foreign exchange trading | 2015-09-04 | 2016-01-05 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-11-05 | 2015-04-30 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-11-05 | 2015-04-30 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-24 | 2014-10-29 |
| Rep | Dealing in securities | 2013-07-24 | 2014-10-29 |
| FX ONE LIMITED | Rep | Leveraged foreign exchange trading | 2013-05-06 | 2013-07-01 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-04-12 | 2012-08-07 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-04-12 | 2012-08-07 |