Personnel Hong Kong SFC License Details (ID 18775038)

Personnel Hong Kong SFC License Details (ID 18775038)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2018-05-25	2019-09-30
	Rep	Asset management	2018-05-25	2019-09-30
	Rep	Dealing in securities	2018-05-25	2019-09-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2018-05-25	2019-09-30
	Rep	Asset management	2018-05-25	2019-09-30
	Rep	Dealing in securities	2018-05-25	2019-09-30
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on securities	2016-02-05	2018-05-25
	RO	Asset management	2016-02-05	2018-05-25
	RO	Dealing in securities	2016-02-05	2018-05-25
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on securities	2016-02-05	2018-05-25
	RO	Asset management	2016-02-05	2018-05-25
	RO	Dealing in securities	2016-02-05	2018-05-25
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-08-18	2016-02-05
	Rep	Asset management	2015-08-18	2016-02-05
	Rep	Dealing in securities	2015-08-18	2016-02-05
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2015-08-18	2016-02-05
	Rep	Asset management	2015-08-18	2016-02-05
	Rep	Dealing in securities	2015-08-18	2016-02-05