| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2013-06-13 | 2015-09-14 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-06-13 | 2015-09-14 |
| Rep | Dealing in securities | 2013-06-13 | 2015-09-14 | |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2012-04-17 | 2013-02-28 |
| Rep | Dealing in securities | 2012-04-17 | 2013-02-28 |