Personnel Hong Kong SFC License Details (ID 1883183)

Personnel Hong Kong SFC License Details (ID 1883183)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARVEST GLOBAL INVESTMENTS LIMITED	RO	Advising on securities	2024-02-07	2026-01-12
	RO	Asset management	2024-02-07	2026-01-12
	RO	Dealing in securities	2024-02-07	2026-01-12
	Rep	Dealing in securities	2021-12-01	2024-02-07
	Rep	Advising on securities	2021-11-15	2024-02-07
	Rep	Asset management	2021-11-15	2024-02-07
DBG Investment Limited	RO	Advising on securities	2021-03-23	2021-06-28
	RO	Asset management	2021-03-23	2021-06-28
DeepBlue Global Investment Limited	RO	Advising on securities	2017-01-13	2021-03-30
	RO	Asset management	2017-01-13	2021-03-30
Fosun Asset Management Limited	RO	Dealing in securities	2016-09-22	2016-12-31
	RO	Advising on securities	2016-03-03	2016-12-31
	RO	Asset management	2016-03-03	2016-12-31
Fosun International Securities Limited	Rep	Asset management	2015-02-02	2015-10-27
	Rep	Dealing in securities	2015-02-02	2015-10-27
BOCOM International Asset Management Limited	Rep	Asset management	2012-04-20	2014-10-10
BOCOM International Securities Limited	Rep	Dealing in securities	2012-04-20	2014-10-10