Personnel Hong Kong SFC License Details (ID 1883205)

Personnel Hong Kong SFC License Details (ID 1883205)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun Asset Management Limited	RO	Advising on securities	2021-02-10	2023-06-30
	RO	Asset management	2021-02-10	2023-06-30
	RO	Dealing in securities	2021-02-10	2023-06-30
	Rep	Advising on securities	2020-04-22	2021-02-10
	Rep	Asset management	2020-04-22	2021-02-10
	Rep	Dealing in securities	2020-04-22	2021-02-10
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2016-08-08	2017-08-26
	Rep	Advising on securities	2016-08-08	2017-08-26
	Rep	Dealing in securities	2016-08-08	2017-08-26
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2012-04-20	2016-04-25