Personnel Hong Kong SFC License Details (ID 1883206)

Personnel Hong Kong SFC License Details (ID 1883206)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2026-06-30	-
	Rep	Dealing in securities	2026-06-30	-
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2017-07-06	2025-02-28
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2016-07-14	2017-05-03
	RO	Dealing in securities	2016-07-14	2017-05-03
	Rep	Advising on corporate finance	2016-03-15	2016-07-14
	Rep	Dealing in securities	2016-03-15	2016-07-14
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2012-04-20	2016-01-08