Personnel Hong Kong SFC License Details (ID 1883884)

Personnel Hong Kong SFC License Details (ID 1883884)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2021-11-17	2023-12-18
	Rep	Asset management	2021-11-17	2023-12-18
CCB Securities Limited	RO	Advising on securities	2020-07-21	2021-10-22
	RO	Asset management	2020-07-21	2021-10-22
	Rep	Asset management	2018-02-28	2020-07-21
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2012-04-23	2012-07-10
	Rep	Asset management	2012-04-23	2012-07-10
	Rep	Dealing in securities	2012-04-23	2012-07-10