Personnel SFC Licences and HKMA Registrations (ID 1884730)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2020-07-08	-
	Rep	Dealing in securities	2020-07-08	-
Merrill Lynch Far East Limited	Rep	Advising on securities	2020-07-08	2024-02-19
	Rep	Dealing in securities	2020-07-08	2024-02-19
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2020-06-29	-
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2020-06-29	2024-02-19
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2012-04-24	2020-03-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.