Personnel Hong Kong SFC License Details (ID 1884738)

Personnel Hong Kong SFC License Details (ID 1884738)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Advising on securities	2026-05-06	-
	Rep	Dealing in securities	2026-05-06	-
CMB International Global Markets Limited	Rep	Advising on securities	2022-08-29	2026-04-13
	Rep	Dealing in securities	2021-12-01	2026-04-13
CMB International Securities Limited	Rep	Advising on securities	2021-12-01	2026-04-13
	Rep	Dealing in securities	2021-12-01	2026-04-13
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2014-12-10	2021-11-12
	Rep	Dealing in securities	2014-12-10	2021-11-12
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-04-24	2014-11-18